We concentrate our practice on representing securities industry professionals, claimants, and firms in enforcement actions and investigations initiated by the SEC & FINRA, among others.
We handle all types of business disputes across a wide array of varying interests and does so aggressively and strategically, with the client’s goals leading the way.
We handle commercial and residential real estate litigation in highly contentious ownership and land use disputes, foreclosure matters, breaches of contract, and more.
We offer a myriad of options for cost-effectively proceeding with legal issues arising during construction or day-to-day operations of construction professionals and companies.
Christopher D. Warren, P.C. provides efficient and affordable legal services to individual public investors in FINRA arbitration and stockbroker misconduct matters. We also represent industry professionals, financial advisors in FINRA arbitration, expungement of U4 and U5, promissory note, employment matters, AWC letters, OTR interviews and enforcement actions, as well as business divorce and real estate litigation matters.
Before earning his J.D., Christopher was a principal in several successful real estate businesses and earned a securities license with the National Association of Securities Dealers, Inc. (NASD), which is the predecessor of the Financial Industry Regulatory Authority, Inc. (FINRA).
Christopher Warren represents individual public investors in FINRA arbitration and stockbroker misconduct matters, as well as representing securities industry professionals in defense of enforcement actions and investigations by the SEC and FINRA, among others.
Christopher also provides effective and creative solutions to commercial litigation matters, such as, business tort, business divorce, commercial contract litigation, construction litigation, associated landlord-tenant matters, premises liability or personal injury matters.
Call Today: 212-580-9600.
"Chris got me out of a four year old lawsuit I was improperly named in and saved me tens of thousands of dollars. After oral argument, the Judge we were before dismissed the case against me on the spot. I paid a fraction of what I had paid my prior attorneys for a superior result. Great job Chris!"
Paul Z. Business Owner
"We won a case that many said should not have been started. Great Job Chris. Always Great to have an Attorney that has your back!"
Jack B. Business Owner
"Christopher was extremely professional, strategic, and efficient. I'd highly recommend!"
Joseph S. Business Owner